GLOBUS TRADING LLC Privacy Policy

Our Commitment to Your Privacy: Globus Trading LLC is committed to protecting the confidentiality and security of information we collect about our customers. We will not share nonpublic information about you ("Information") with third parties outside of our clearing firm(s) without your consent, except for the specific purposes described below. This notice describes the Information we may gather and the circumstances under which we may share it. Our clearing firm(s) should have an additional separate privacy policy, which explains their privacy practices.

How We Gather Information:
We get most Information directly from you, when you apply for, access and use financial products and services offered by Globus Trading LLC and its business partners - whether in person, by telephone or electronically. We may verify this information or get additional information from consumer reporting agencies or public sources. This Information may relate to your finances, employment, avocations or other personal characteristics, as well as transactions and interactions with us, our affiliates, or others.

How We Protect Information:
Our employees are required to protect the confidentiality of Information and to comply with our established policies. They may access Information only when there is an appropriate reason to do so, such as to administer our products or services. We also maintain physical, electronic and procedural safeguards to protect Information which comply with all applicable laws. Employees who violate our Privacy Policy are subject to disciplinary process.

To Whom This Policy Applies:
This Privacy Policy applies to products or services provided by Globus Trading LLC to its customers. Access to and Correction of Information: If you desire to review any file we may maintain for your personal Information, please contact us. If you notify us that any Information is incorrect, we will review it. If we agree, we will correct our records. If we do not agree, you may submit a short statement of dispute, which we will include in future disclosures of the disputed Information. Information collected in connection with, or in anticipation of, any claim or legal proceeding will not be made available.

Further Information:
We reserve the right to change this Privacy Policy. The examples contained within this Privacy Policy are illustrations and they are not intended to be exclusive. This notice complies with a recently enacted federal law and new SEC regulations regarding privacy. You may have additional rights under other foreign or domestic laws that may apply to you.

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Toronto head office: 905-709-8788 | Fax: 905-482-9473
Montreal office: 514-656-7424 | Toll Free: 1-866-482-6818 | Fax: 1-866-482-6819
Globus Trading LLC is not a registered broker-dealer and not registered with the Securities and Exchange Commission nor with National Association of Securities Dealers nor with any other securities regulating body as a broker dealer, investment advisor or any such entity, and does not solicit any public accounts, but rather works in coordination with fully licensed broker-dealers, SIPC-insured clearing firms, and private leveraging firms to provide licensed and non-licensed clients with access to supplemental trading leverage and direct access trading capabilities. Our firm and our network affiliates strongly recommend that all clients fully read and acknowledge all SEC risk disclosure statements available on our site and our affiliate broker-dealer websites prior to engaging in any live trading activity, and acquire a solid understanding of the risks inherent in active "day" trading.